In this week's newsletter, we provide a snapshot of the principal U.S., European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more
2/15/2018
/ Benchmarks ,
Cease and Desist Orders ,
Dodd-Frank ,
Entrepreneurs ,
EU ,
EU Market Abuse Regulation (EU MAR) ,
Stress Tests ,
UK ,
UK Brexit ,
Venture Capital ,
Wells Fargo
In this week's newsletter, we provide a snapshot of the principal U.S., European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more
2/7/2018
/ Central Counterparties ,
Enforcement Actions ,
EU ,
GAO ,
Interest Rate Swaps ,
Liquidity ,
Money Market Funds ,
Price Manipulation ,
Risk Management ,
Stress Tests ,
UK
In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more
1/26/2018
/ Consumer Financial Products ,
Corporate Governance ,
EU ,
EU Benchmark Regulation ,
Financial Crimes ,
Financial Crisis ,
IFRS ,
MiFID II ,
Prudential Standards ,
Terrorist Financing ,
UK
In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more