Decentralized Finance (DeFi) is an umbrella term used to describe financial services provided outside of the traditional markets, that rely on blockchain technologies to create innovative products instead of relying on...more
2/9/2024
/ Anti-Money Laundering ,
Bank Secrecy Act ,
Blockchain ,
Broker-Dealer ,
CFTC ,
Commercial Insurance Policies ,
Cryptoassets ,
Decentralized Finance (DeFi) ,
Financial Services Industry ,
FinCEN ,
FinTech ,
IRS ,
Jurisdiction ,
Money Services Business ,
Proposed Regulation ,
Regulatory Agenda ,
Rulemaking Process ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Terrorist Financing Regulations ,
U.S. Treasury
On February 15, 2023, the Securities and Exchange Commission (SEC or the Commission) voted to adopt rule changes to shorten the standard settlement cycle for broker-dealer transactions in securities from two business days...more
On October 12, 2022, the Securities and Exchange Commission (SEC or Commission) voted to adopt amendments to the electronic recordkeeping requirements for broker-dealers and security-based swap dealers contained in Rules...more