On January 20, 2025, the Commodity Futures Trading Commission ("CFTC") unanimously elected Commissioner Caroline D. Pham as acting chairman. The Administration has not yet identified who will be nominated for the position of...more
2/6/2025
/ Administrative Procedure Act ,
CFTC ,
Compliance ,
Digital Assets ,
Dodd-Frank ,
Enforcement Actions ,
Financial Regulatory Reform ,
GAO ,
National Futures Association ,
Popular ,
Proposed Rules ,
Regulatory Reform ,
Rulemaking Process ,
SBA ,
Securities and Exchange Commission (SEC)
On January 21, 2025, Acting SEC Chairman Mark Uyeda announced the creation of a crypto Task Force dedicated to developing a "comprehensive and clear regulatory framework for crypto assets." Acting Chairman Uyeda tasked...more
1/30/2025
/ CFTC ,
Cryptoassets ,
Cryptocurrency ,
Digital Assets ,
Executive Orders ,
Financial Regulatory Reform ,
FinTech ,
Pilot Programs ,
Regulatory Agenda ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Trump Administration
In the dynamic world of financial regulation, the Commodity Futures Trading Commission (CFTC) has been actively addressing market manipulation with enforcement actions to ensure market integrity. The CFTC's recent settlement...more
9/10/2024
/ Ambiguous ,
CFTC ,
Civil Monetary Penalty ,
Commodity Exchange Act (CEA) ,
Enforcement Actions ,
Financial Markets ,
Financial Regulatory Reform ,
Innovation ,
Market Manipulation ,
Noncompliance ,
Regulatory Violations ,
Settlement
Updated: reporting requirements for swap dealers, swap participants, and large traders in the futures and options market
On April 30, 2024, in two separate releases, the Commodity Futures Trading Commission ("CFTC")...more
On January 24, 2024, the CFTC's newly formed AI Task Force announced the issuance of a request for comment (RFC) on the current and potential uses and risks of artificial intelligence (AI) in the derivatives markets the CFTC...more