Betty Linkenauger Segaar

Betty Linkenauger Segaar

Troutman Pepper Locke

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SEC Adopts Final Rule Amendments for Rule 10b5-1 Trading Plans and Creates New Disclosure Requirements

Overview On December 14, 2022, the Securities and Exchange Commission (SEC) adopted amendments and certain enhanced disclosure requirements related to Rule 10b5-1 trading plans. The new amendments include...more

1/6/2023  /  10b5-1 Plans , Cooling-Off Rule , Disclosure Requirements , Final Rules , Insider Trading , Regulation S-K , Securities and Exchange Commission (SEC) , Securities Regulation

SEC Proposes Rule Amendments Relating to Rule 10b5-1 and Insider Trading

On December 15, the Securities and Exchange Commission (SEC) proposed rule amendments regarding the availability of the Rule 10b5-1(c)(1) affirmative defense to insider trading liability and enhanced disclosure requirements....more

12/21/2021  /  10b5-1 Plans , Disclosure Requirements , Insider Trading , Proposed Amendments , Securities and Exchange Commission (SEC)
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