Ellen Bickal

Ellen Bickal

Dorsey & Whitney LLP

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SEC Adopts Rule to Modernize Regulation of Exchange-Traded Funds

On Sept. 26, 2019, the Securities and Exchange Commission (SEC) announced that it voted to adopt a new rule and form amendments designed to modernize the regulation of exchange-traded funds (ETFs). In addition, the SEC...more

10/1/2019  /  Broker-Dealer , ETFs , Exchange-Traded Products , Exemptive Relief , Investment Adviser , New Rules , Required Forms , Securities and Exchange Commission (SEC)
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