On July 15, 2019, the Securities and Exchange Commission (SEC) and the North American Securities Administrators Association (NASAA) staff issued a statement summarizing federal and state securities law considerations...more
7/19/2019
/ Brokers ,
Investment Adviser ,
Investment Advisers Act of 1940 ,
Investment Management ,
NASAA ,
Qualified Opportunity Funds ,
Registration Requirement ,
Securities and Exchange Commission (SEC) ,
Tax Cuts and Jobs Act ,
Tax Deferral ,
Tax Incentives