Ellen Marks

Ellen Marks

Latham & Watkins LLP

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In Practice: Conflicting signals? Potential impacts of the SEC’s proposed conflicts of interest rule on UK and EU CLO managers

On 25 January 2023, the US Securities and Exchange Commission (SEC) proposed a far-reaching rule (Rule 192) to prohibit securitisation transactions involving or resulting in a material conflict of interest between certain...more

6/26/2023  /  Collateralized Loan Obligations , Compliance , Conflicts of Interest , Dodd-Frank , EU , Investment Management , Proposed Rules , Securities and Exchange Commission (SEC) , Securitization , UK

LIBOR Discontinuation and Transition - What Investment Managers Should Know

The global shift away from LIBOR presents a complex, time-sensitive, multifaceted set of challenges and tasks for the investment management industry. In a statement published on July 12, 2019, the US Securities and...more

8/21/2019  /  Derivatives , Investment Adviser , Investment Management , Libor , Secured Overnight Funding Rate (SOFR) , Securities and Exchange Commission (SEC)
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