Ellen Sheridan-Cona

Ellen Sheridan-Cona

Eversheds Sutherland (US) LLP

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FINRA signals heightened focus on senior investor protection

On July 15, FINRA’s Investor page featured an article titled “Protecting Older Investors From Financial Exploitation,” signaling a renewed and strengthened focus on safeguarding senior investors—an issue FINRA has long...more

7/30/2025  /  Compliance , Consumer Protection Laws , Elder Abuse , Financial Industry Regulatory Authority (FINRA) , Financial Services Industry , Fraud , Investors , Regulatory Requirements , Risk Management
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