Several years ago, the U.S. Securities and Exchange Commission (SEC) issued an order against a public company that raised more than a few eyebrows. In that order, the company settled to violations of Section 13(b)(2)(B) of...more
11/30/2023
/ 10b5-1 Plans ,
Accounting ,
Enforcement Actions ,
Enforcement Authority ,
Financial Accounting ,
Internal Controls ,
Policy Statement ,
Publicly-Traded Companies ,
Repurchases ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Stock Repurchases ,
Trading Plans