The Securities and Exchange Commission has issued a no-action relief letter regarding paragraph (a)(3)(iii) of Rule 192 under the Securities Act of 1933, as amended. Rule 192, finalized in January 2024, implements Section 621...more
Overview -
Numerous regulatory developments were enacted or proposed in the United States and the European Union in response to the financial crisis. Although some of the proposed changes are still in the process of being...more
2/24/2020
/ Alternative Investment Fund Managers Directive (AIFMD) ,
Capital Markets ,
Capital Requirements Regulation (CRR) ,
CRA ,
CRD IV Directive ,
Dodd-Frank ,
EU ,
Risk Retention ,
Securitization ,
Securitization Market ,
Securitization Standards