Funds Not Caged by SEC Names Rule Amendments: Roaming Room Remains -
The SEC recently adopted amendments to its investment company “names” rule that apply to most SEC-registered funds, including underlying funds in which...more
1/11/2024
/ Employee Benefits ,
Employee Retirement Income Security Act (ERISA) ,
Insurance Industry ,
Investment Funds ,
Life Insurance ,
Proposed Rules ,
Putative Class Actions ,
Retirement Plan ,
Securities and Exchange Commission (SEC) ,
Securities Traders ,
Whistleblowers
Life insurers in California are all too familiar with claims based on alleged violations of senior notice statutes and financial elder abuse. ...more
4/5/2019
/ CAFA ,
Consumer Insurance Products ,
Disclosure Requirements ,
Elder Abuse ,
Insurance Litigation ,
Insurance Regulations ,
Life Insurance ,
Notice Requirements ,
Putative Class Actions ,
Statute of Limitations ,
Statutory Interpretation ,
Time-Barred Claims ,
Unfair Competition Law (UCL)