The Financial Industry Regulatory Authority, Inc. (FINRA) (f/k/a National Association of Securities Dealers, Inc. (NASD)) filed with the SEC proposed rule changes intended to conform to certain requirements of the JOBS Act,...more
On June 8, 2012, the Financial Industry Regulatory Authority (FINRA) filed with the SEC a proposed rule change increasing certain fees for filing documents under FINRA Rule 5110 (Corporate Financing Rule - Underwriting Terms...more