Eric Martin

Eric Martin

BCLP

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SEC Adopts Expanded Exchange Act Dealer Rules: What Do the New SEC Rules Mean for DeFi?

In March of 2022, the SEC proposed rules to include “any market participant that engages in activities as describe in the rules [as] a ‘dealer’ or ‘government securities dealer[.]’”...more

3/20/2024  /  Blockchain , Broker-Dealer , Cryptocurrency , Decentralized Finance (DeFi) , Digital Assets , Exchange-Traded Products , Proposed Rules , Regulatory Agenda , Securities and Exchange Commission (SEC)
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