U.S. Developments -
Regulatory Developments -
SEC and FINRA Issue Joint Statement on Digital Asset Custody Issues -
On July 8, 2019, the U.S. Securities and Exchange Commission (SEC) and the Financial Industry...more
7/19/2019
/ Bitcoin ,
Blockchain ,
Broker-Dealer ,
Canada ,
Capital Raising ,
CFTC ,
Commodity Exchange Act (CEA) ,
Cryptocurrency ,
Cuba ,
Data Protection ,
Digital Assets ,
Federal Reserve ,
Financial Industry Regulatory Authority (FINRA) ,
Initial Coin Offering (ICOs) ,
Initial Public Offering (IPO) ,
IRS ,
JOBS Act ,
Joint Statements ,
New Guidance ,
Reg A+ ,
Securities and Exchange Commission (SEC) ,
Self-Regulatory Organizations ,
Token Sales ,
UK ,
Venezuela
U.S. Developments -
Regulatory Developments -
SEC Chair’s Recent Comments on Digital Assets -
Securities and Exchange Commission (“SEC”) Chairman Jay Clayton touched on digital asset issues during two recent...more
6/19/2019
/ Anti-Money Laundering ,
Beneficial Owner ,
Blockchain ,
Broker-Dealer ,
Cryptocurrency ,
Department of Justice (DOJ) ,
Digital Assets ,
Distributed Ledger Technology (DLT) ,
FATF ,
Financial Industry Regulatory Authority (FINRA) ,
FinCEN ,
G20 ,
International Tax Issues ,
Popular ,
Securities and Exchange Commission (SEC)