Eric T. Young and Alixandra Smith, deputy chief of the Criminal Division at the U.S. Attorney’s Office for the Eastern District of New York, continue their discussion about the Department of Justice’s expectations of...more
Despite an industry uproar, the sky is NOT falling with the U.S. Department of Justice (“DoJ”) requirement that chief executive officers (“CEOs”) and chief compliance officers (“CCOs”) certify that their compliance programs...more
6/30/2022
/ Anti-Corruption ,
CEOs ,
Certifications ,
Chief Compliance Officers ,
Compliance ,
Corporate Culture ,
Corporate Governance ,
Criminal Prosecution ,
Department of Justice (DOJ) ,
Foreign Corrupt Practices Act (FCPA) ,
White Collar Crimes
Now is the time to shore up your compliance risk management programs. Otherwise, the likelihood and severity of violations and enforcement could increase significantly. Just last week, Acting U.S. Comptroller of the Currency...more
4/7/2022
/ Chief Compliance Officers ,
Compliance ,
Compliance Monitoring ,
Comptroller ,
Foreign Investment ,
Geopolitical Risks ,
Investment Funds ,
Risk Management ,
Russia ,
Supply Chain ,
Ukraine
How do you know if your sanctions compliance program (“SCP”) is really working? Can your firm really afford to find out the hard way – violations with major penalties, especially after regulators uncover your management did...more