As the Russia – Ukraine war rages on, one outcome so far is clear: the Western nations remain aligned and united to confront Russian aggression. The West’s synchronized, roll-out of economic and trade sanctions against...more
1/10/2023
/ Bribery ,
CFIUS ,
Compliance ,
Corruption ,
Cyber Crimes ,
Department of Justice (DOJ) ,
Economic Sanctions ,
Financial Institutions ,
Foreign Banks ,
Foreign Corrupt Practices Act (FCPA) ,
Fraud ,
Military Conflict ,
Money Laundering ,
Office of Foreign Assets Control (OFAC) ,
Popular ,
Risk Management ,
Russia ,
Securities and Exchange Commission (SEC) ,
Ukraine
Now is the time to shore up your compliance risk management programs. Otherwise, the likelihood and severity of violations and enforcement could increase significantly. Just last week, Acting U.S. Comptroller of the Currency...more
4/7/2022
/ Chief Compliance Officers ,
Compliance ,
Compliance Monitoring ,
Comptroller ,
Foreign Investment ,
Geopolitical Risks ,
Investment Funds ,
Risk Management ,
Russia ,
Supply Chain ,
Ukraine
How do you know if your sanctions compliance program (“SCP”) is really working? Can your firm really afford to find out the hard way – violations with major penalties, especially after regulators uncover your management did...more