The FCA has recently completed a review of the way in which UK issuers disclose changes to their total voting rights to the market and the resulting effect on major shareholding notifications. ...more
Two recent Financial Conduct Authority enforcement notices focus on when and how disclosures by a listed company may be considered misleading - a basic disclosure requirement that is sometimes taken for granted.
...more
Funds Bulletin (a monthly round-up of topical legal, regulatory and tax issues affecting the fund industry). Features our summary of the FSCP's position paper on the impact of Brexit on financial services consumers, as well...more
3/7/2017
/ Deregulation ,
EMIR ,
EU ,
European Securities and Markets Authority (ESMA) ,
Financial Conduct Authority (FCA) ,
Financial Institutions ,
Financial Markets ,
FSMA ,
Investment Funds ,
IOSCO ,
Packaged Retail And Insurance-Based Investment Products (PRIIPS) ,
Regulatory Oversight ,
Tax Reform ,
Transparency Directive ,
Trump Administration ,
Two For One Rule ,
UCITS ,
UK ,
UK Brexit