On September 23, 2024, the U.S. Department of Justice (DOJ) released updates to its Evaluation of Corporate Compliance Programs (ECCP) guidance — the framework prosecutors use to evaluate corporate compliance programs during...more
1/28/2025
/ Analytics ,
Artificial Intelligence ,
Compliance Management Systems ,
Corporate Governance ,
Data Protection ,
Department of Justice (DOJ) ,
Emerging Technologies ,
Enforcement Actions ,
Government Investigations ,
Regulatory Requirements ,
Risk Management ,
Whistleblowers
The SEC has restored the authority of senior Division of Enforcement officials to initiate investigations without requiring approval by the SEC. This authority was originally established in 2009, but later revoked in 2017. On...more
Government contractors are no strangers to the numerous quality standards and assurances required by the government. Over the past several years, cybersecurity in federal contracting has emerged as yet another standard to...more
1/14/2020
/ Anti-Retaliation Provisions ,
Cisco ,
Cybersecurity ,
Data Protection ,
Department of Defense (DOD) ,
Enforcement Actions ,
Failure to Comply ,
False Claims Act (FCA) ,
Federal Contractors ,
Hackers ,
Popular ,
Regulatory Requirements ,
Regulatory Standards ,
Retaliation ,
Risk Management ,
Security Risk Assessments ,
Settlement Agreements ,
Surveillance ,
Vulnerability Assessments ,
Whistleblower Protection Policies ,
Whistleblowers ,
White Collar Crimes
Certain “bad actors” who settle with the SEC may be subject to automatic disqualifications or collateral consequences under federal securities laws and regulations. The Commission, however, may grant a settling party’s...more
10/9/2019
/ Bad Actors ,
Enforcement Actions ,
Life Insurance ,
Regulatory Oversight ,
Regulatory Requirements ,
Rulemaking Process ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Securities Violations ,
Settlement ,
Settlement Negotiations ,
Settlement Offer ,
Waivers
In a long-awaited decision, the Eleventh Circuit concurred with the lower court’s standard for determining falsity under the False Claims Act (FCA) — reasonable disagreement between medical experts alone is not enough to...more
9/12/2019
/ Department of Justice (DOJ) ,
Enforcement Actions ,
False Billing ,
False Claims Act (FCA) ,
Health Care Providers ,
Healthcare Fraud ,
Hospice ,
Insurance Fraud ,
Medicare ,
Physicians ,
Terminal Illness Treatments ,
Whistleblowers