Erin Randolph-williams

Erin Randolph-williams

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What Public Companies Should Consider Since the NYSE and Nasdaq Have Issued Proposed Clawback Listing Standards

On October 26, 2022, the US Securities and Exchange Commission (SEC) announced the adoption of its new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and the Nasdaq Stock Market...more

3/10/2023  /  Clawbacks , Incentive Based Contracts , Listing Standards , Nasdaq , New Rules , NYSE , Publicly-Traded Companies , Securities and Exchange Commission (SEC)

SEC Adopts Compensation Clawback Requirements

The US Securities and Exchange Commission (SEC) announced on October 26, 2022, that it has adopted new rules directing national securities exchanges, including the New York Stock Exchange and Nasdaq, to establish listing...more

11/1/2022  /  Clawbacks , Dodd-Frank , Listing Standards , Nasdaq , New Rules , Publicly-Traded Companies , Securities and Exchange Commission (SEC)

Steps to Successful Equity Plan Approval (Part 1: Steps 1–8)

Seeking shareholder approval of an equity compensation plan has become a multi-step, often complex process. Gone are the days when management simply would discuss a share increase with the board of directors, and the company...more

7/21/2022  /  Corporate Governance , Equity Compensation , Institutional Shareholder Services (ISS) , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Shareholder Approval
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