The crypto industry is evolving rapidly, and regulatory enforcement is keeping pace. Businesses engaged in crypto transactions, custody, lending, trading, or payments must navigate know your customer (KYC) and anti-money...more
3/4/2025
/ Anti-Money Laundering ,
BitLicense ,
BSA/AML ,
CFTC ,
Commodities ,
Cryptoassets ,
Cryptocurrency ,
Digital Assets ,
FinCEN ,
Know Your Customers ,
Money Laundering ,
Regulatory Requirements ,
Securities and Exchange Commission (SEC) ,
Securities Regulation
The Mysterious Boundary Beyond Which “Personal” Relationships Jeopardize a Director’s Independence -
In a recent enforcement action, the SEC concluded that the relationship between James Craigie and an officer of Church &...more
2/11/2025
/ Blockchain ,
Board of Directors ,
BSA/AML ,
Consumer Insurance Products ,
Corporate Governance ,
EFTs ,
Employee Benefits ,
Employee Retirement Income Security Act (ERISA) ,
Enforcement Actions ,
Fiduciary Duty ,
Investment ,
Investment Contract ,
Publicly-Traded Companies ,
Retirement ,
Securities and Exchange Commission (SEC) ,
Variable Insurance