On May 21, 2025, the Commodity Futures Trading Commission’s (CFTC) Market Participants Division and Division of Market Oversight jointly issued Staff Letter 25-14 in response to a request from SCB Limited, a Bahamas-based...more
6/9/2025
/ Broker-Dealer ,
CFTC ,
Cross-Border Transactions ,
Cryptocurrency ,
Digital Assets ,
Enforcement Actions ,
Financial Markets ,
Popular ,
Registration Requirement ,
Regulatory Requirements ,
Reporting Requirements ,
Swap Dealers
On July 21, 2022, the US Securities and Exchange Commission (SEC) filed a civil enforcement action alleging that from at least June 2021 to April 2022, the three named defendants orchestrated and perpetrated an insider...more
8/11/2022
/ CFTC ,
Coinbase ,
Criminal Prosecution ,
Crypto Exchanges ,
Cryptoassets ,
Cryptocurrency ,
Department of Justice (DOJ) ,
Enforcement Actions ,
Illegal Tipping ,
Indictments ,
Insider Trading ,
Popular ,
Rule 10(b) ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act of 1934 ,
Wire Fraud
The Commodity Futures Trading Commission (CFTC) has filed a civil enforcement action in the US District Court for the Western District of Texas charging Cornelius Johannes Steynberg and Mirror Trading International...more