Eugene Goldman

McDermott Will & Emery

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SEC Sets the Table for Stricter Rule 10b5-1 Insider Trading Plans and Enhanced Disclosures for Company Repurchases

Earlier this week, the US Securities and Exchange Commission (SEC) proposed amendments to Exchange Act Rule 10b5-1 that would impose new restrictions and disclosure requirements for (1) trading plans that afford executives...more

12/20/2021 / Enforcement Actions , Good Faith , Insider Trading , Proposed Amendments , Rule 10(b) , Rule 10b-5 , Securities and Exchange Commission (SEC) , Securities Exchange Act

SEC Committee Supports Chairman's Call to Reform Rule 10b5-1 Trading Plans

Last week, the US Securities and Exchange Commission’s (SEC) Investor Advisory Committee (IAC) issued recommendations that the SEC impose new restrictions and disclosure requirements for trading plans that afford executives...more

9/1/2021 / 10b5-1 Plans , Corporate Executives , Disclosure Requirements , Gary Gensler , Good Faith , Insider Trading , Investor Advisory Committee , Proxy Statements , Securities and Exchange Commission (SEC) , Trading Plans

SEC Chairman Requests Recommendations on Restricting Rule 10b5-1 Plans

At a June 7, 2021, conference, Securities and Exchange Commission (SEC) Chairman Gary Gensler shared plans to “freshen up” Exchange Act Rule 10b5-1. He directed SEC staff to consider and recommend certain restrictions on the...more

6/10/2021 / 10b5-1 Plans , Corporate Governance , Disclosure Requirements , Gary Gensler , Good Faith , Insider Trading , Securities and Exchange Commission (SEC)

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