Eugene Goldman

Eugene Goldman

McDermott Will & Schulte

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New SEC Leadership Signals Continued Focus on FDA-Related Disclosures

Lawyers inside and outside the US Securities and Exchange Commission (SEC) have speculated that the agency’s new leadership will take a “lighter touch” when it comes to enforcement. The ultimate approach of the new SEC...more

3/21/2025  /  Disclosure Requirements , Enforcement Actions , Food and Drug Administration (FDA) , Insider Trading , Pharmaceutical Industry , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Fraud , Securities Regulation

DOJ and SEC Charge Healthcare Executive for Insider Trading Scheme

On March 1, 2023, the US Department of Justice (DOJ) and the US Securities and Exchange Commission (SEC) charged a healthcare executive with insider trading based on material, non-public negative information known to the...more

3/8/2023  /  10b5-1 Plans , Corporate Counsel , Department of Justice (DOJ) , Healthcare , Insider Trading , Publicly-Traded Companies , Securities and Exchange Commission (SEC)

Half a Loaf Is Not Enough: Second Circuit Sustains Fraud Claim for Failure to Disclose SEC Investigation

Companies under US Securities and Exchange Commission (SEC) investigation focus on marshaling the facts, defenses and related strategies during the course of the investigation and making presentations to the enforcement...more

6/9/2022  /  Appeals , Business Litigation , Disclosure Requirements , Enforcement Actions , Fraud , Investigations , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Litigation , Securities Regulation

Second Circuit Sustains Fraud Claim for Not Disclosing SEC Investigation

Companies under US Securities and Exchange Commission (SEC) investigation focus on marshaling the facts, defenses and related strategies during the course of the investigation and making presentations to the enforcement...more

6/7/2022  /  Appeals , Business Litigation , Corporate Counsel , Disclosure , Enforcement Actions , Financial Reporting , Fraud , Investigations , Publicly-Traded Companies , Securities and Exchange Commission (SEC)

SEC Looking to Update Rules on Schedule 13D Disclosures

On June 23, 2021, US Securities and Exchange Commission (SEC) Chairman Gary Gensler announced that, to foster market “transparency,” he has requested the SEC staff propose changes to the 50-year-old Section 13(d) beneficial...more

6/30/2021  /  Amended Rules , Investors , Publicly-Traded Companies , Schedule 13D , Securities and Exchange Commission (SEC) , Securities Exchange Act of 1934
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