Join Ulmer partner Frances Floriano Goins as she shares an overview of the Securities and Exchange Commission's 2023 ammendments and rules regarding:
- enhanced customer protection practices
- disclosure of...more
11/28/2023
/ Banking Sector ,
Conflicts of Interest ,
Continuing Legal Education ,
Customer Protection Rule ,
Cybersecurity ,
Disclosure Requirements ,
Enforcement ,
Financial Services Industry ,
Predictive Analytics ,
Risk Management ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Webinars
A decade of litigation in the Goldman Sachs securities fraud class action has ultimately revealed an unremarkable truth, confirmed by a unanimous U.S. Supreme Court – in a case brought under Rule 10b-5 premised on an...more
6/30/2021
/ Arkansas Teacher Retirement System v Goldman Sachs Group ,
Basic v Levinson ,
Burden of Persuasion ,
Burden of Proof ,
Certiorari ,
Class Action ,
Class Certification ,
Conflicts of Interest ,
Goldman Sachs ,
Investors ,
Presumption of Reliance ,
SCOTUS ,
Securities Exchange Act ,
Securities Litigation ,
Shareholders