Join Ulmer partner Frances Floriano Goins as she shares an overview of the Securities and Exchange Commission's 2023 ammendments and rules regarding:
- enhanced customer protection practices
- disclosure of...more
11/28/2023
/ Banking Sector ,
Conflicts of Interest ,
Continuing Legal Education ,
Customer Protection Rule ,
Cybersecurity ,
Disclosure Requirements ,
Enforcement ,
Financial Services Industry ,
Predictive Analytics ,
Risk Management ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Webinars