The FCA has released final rules for the Consumer Duty. Whilst most people have focused on the news that the implementation deadline will be extended to July 2023, a firm's board must, by the end of October 2022, need to have...more
Join Hogan Lovells Financial Services lawyers and consultants on Tuesday 6 September for the next webinar in our series on the new Consumer Duty.
The FCA’s final rules were released on 27 July... and your firm now needs to...more
8/31/2022
/ Business Model ,
Consumer Financial Products ,
Consumer Lenders ,
Corporate Governance ,
Deadlines ,
Final Rules ,
Financial Conduct Authority (FCA) ,
Financial Services Industry ,
Retail Investors ,
Standard of Conduct ,
Webinars
The current approach to Environmental, Social and Governance (ESG) within firms (and regulators) is very much focused on ‘E’ with some consideration of ‘S’.
‘G’ comes a distant third; often overlooked with severe...more
Hybrid working maybe the new norm in 2022 but the FCA is keeping a watchful eye on how firms continue to meet their regulatory responsibilities and effectively control the risks. With the regulator reviewing a firm's remote...more
6/9/2022
/ Compliance Monitoring ,
Corporate Culture ,
Corporate Governance ,
Employee Monitoring ,
Employee Training ,
Employer Liability Issues ,
Financial Conduct Authority (FCA) ,
Internal Controls ,
Regulatory Oversight ,
Remote Working ,
Risk Management ,
Sanctions ,
Webinars
Hybrid working maybe the new norm in 2022 but the FCA is keeping a watchful eye on how firms continue to meet their regulatory responsibilities and effectively control the risks. With the regulator reviewing a firm's remote...more
5/6/2022
/ Compliance ,
Corporate Culture ,
Corporate Governance ,
Employee Monitoring ,
Employee Training ,
Employer Liability Issues ,
Financial Conduct Authority (FCA) ,
Internal Controls ,
Regulatory Oversight ,
Remote Working ,
Risk Management ,
Sanctions ,
Webinars