The new strict liability corporate criminal offence of Failure to Prevent Fraud (FTPF) comes into effect in England and Wales on 1 September 2025. ...more
8/26/2025
/ Corporate Counsel ,
Corporate Crimes ,
Corporate Liability ,
Criminal Prosecution ,
Failure to Prevent ,
Fraud ,
Internal Controls ,
New Legislation ,
Policies and Procedures ,
Regulatory Reform ,
Risk Management ,
Risk Mitigation ,
Serious Fraud Office (SFO) ,
UK
On 24 April 2025, the UK Serious Fraud Office (SFO) issued new guidance to encourage companies to self-report suspected corporate wrongdoing. The guidance states that self-reporting, combined with full cooperation with the...more
On 20 July 2023, the UK Financial Conduct Authority (FCA) published its Annual Report and Accounts for the year ending March 2023 (the “Report”). The Report represents the first opportunity to assess progress made in the...more
The International Organization of Securities Commissions, or IOSCO, published a consultation report in May titled "Policy Recommendations for Crypto and Digital Asset Markets."
Originally published by Law360 - July 11,...more
7/12/2023
/ Consultation ,
Cross-Border Transactions ,
Cryptocurrency ,
Digital Assets ,
Financial Conduct Authority (FCA) ,
Financial Crimes ,
Fraud ,
Insider Trading ,
IOSCO ,
Market Manipulation ,
Money Laundering ,
New Rules ,
Policy Statement ,
Regulatory Oversight ,
Retail Investors ,
Risk Assessment ,
Risk Management