Gareth Rees QC

Gareth Rees QC

King & Spalding

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Latest Posts › Prudential Regulation Authority (PRA)

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A Rock or A Hard Place?

Reporting overseas enforcement action against Senior Managers to the Prudential Regulation Authority. On 7 November 2018, the Prudential Regulation Authority (“PRA”) issued two final notices against two individuals who had...more

12/4/2018  /  Banking Sector , Enforcement Actions , Japan , NYDFS , Prudential Regulation Authority (PRA) , UK
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