The US Securities and Exchange Commission (SEC) has approved a streamlined framework for co-investments involving certain closed-end funds and business development companies (together, Regulated Funds)....more
5/6/2025
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It is a dramatic understatement to describe 2023 as a busy year in the United States for asset management regulation. With 24 rules adopted and 18 new rules or rule amendments proposed, the US Securities and Exchange...more
1/22/2024
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WHY CLOSED-END FUNDS, ALTERNATIVE STRATEGY FUNDS, AND BDCS?
- Many advisers recommend alternative assets or alternative strategies and structures as part of an investor’s diversified investment portfolio
- For...more
On March 8, 2017, the staff of the Securities and Exchange Commission (“SEC”) granted no-action relief that potentially will permit global investment management firms to offer U.S. registered open-end management investment...more