On Feb. 15, the Securities and Exchange Commission (SEC) adopted final rule amendments to Exchange Act Rule 15c6-1 to shorten the standard settlement cycle for most securities transactions from two business days after trade...more
With the long-awaited U.S. rules requiring a level of risk retention in securitizations recently going into effect, an added wrinkle has been created by a slight difference in how “U.S. person” is defined in different...more
5/5/2017
/ Asset-Backed Securities ,
Benchmarks ,
Cross-Border Transactions ,
Dodd-Frank ,
Foreign Investment ,
Investors ,
Regulation S ,
Risk Retention ,
Safe Harbors ,
Securities and Exchange Commission (SEC) ,
Securitization