On January 22, 2016, the Canadian securities regulatory authorities in Alberta, British Columbia, New Brunswick, Newfoundland and Labrador, the Northwest Territories, Nova Scotia, Nunavut, Prince Edward Island, Saskatchewan...more
Draft derivatives regulations and a revised draft of the uniform Capital Markets Act (CMA) were issued in August 2015 as part of the process to implement the new Cooperative Capital Market Regulatory System (Cooperative...more
10/28/2015
/ Broker-Dealer ,
Canada ,
Canadian Securities Administration ,
Capital Markets ,
Comment Period ,
Commodity Futures Contracts ,
Derivatives ,
Exemptions ,
Harmonization Rules ,
Policy Drafting ,
Registration Requirement ,
Regulatory Standards ,
Reporting Requirements