Graham Widmer

Graham Widmer

Faegre Drinker Biddle & Reath LLP

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The DOL's New Fiduciary Rules for Retirement Investment Advice

After years of debate and speculation, the U.S. Department of Labor (DOL) issued its final package of rules to regulate individuals and entities that provide investment advice to retirement plans and IRA investors. The DOL’s...more

4/28/2016  /  Best Interest Contract Exemptions , Department of Labor (DOL) , Dodd-Frank , Employee Retirement Income Security Act (ERISA) , Fiduciary Duty , Financial Industry Regulatory Authority (FINRA) , Individual Retirement Account (IRA) , Investment Adviser , PTEs , Retirement Plan
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