Gustavo De La Cruz Reynozo

Gustavo De La Cruz Reynozo

K&L Gates LLP

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SEC Updates Names Rule FAQs

On 8 January 2025, the staff of the Division of Investment Management of the US Securities and Exchange Commission (the SEC) released an updated set of Frequently Asked Questions (the FAQs) related to the amendments to Rule...more

1/17/2025  /  Asset Management , Disclosure Requirements , Final Rules , Investment Adviser , Investment Funds , Investment Management , Rulemaking Process , Securities and Exchange Commission (SEC) , Securities Regulation

The SEC Significantly Expands the Scope of Form PF Reporting

Introduction and Summary - On 3 May 2023, the Securities and Exchange Commission (SEC) approved amendments to Form PF (the Amendments), the confidential reporting form required to be filed by certain SEC-registered private...more

5/15/2023  /  Asset Management , CFTC , Form PF , Fund Managers , Hedge Funds , Investment Adviser , Private Funds , Reporting Requirements , Securities and Exchange Commission (SEC)
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