The Israel Securities Authority (ISA) has recently begun to take a clearly more aggressive approach toward administrative enforcement. Originally, pecuniary sanctions were intended to provide a swift, proportional, and...more
6/11/2025
/ Administrative Proceedings ,
Capital Markets ,
Civil Monetary Penalty ,
Corporate Governance ,
Due Process ,
Enforcement Actions ,
Enforcement Priorities ,
Financial Statements ,
Israel ,
Israel Securities Authority (ISA) ,
Judicial Authority ,
Penalties ,
Sanctions ,
Securities Regulation ,
Securities Violations
For the first time, the Israel Securities Authority has published Sentencing Guidelines for Administrative Procedures which contain the considerations guiding its determination of sanctions for individual violators and...more
The United States has been the global leader in the enforcement of anti-bribery and anti-corruption laws for several decades. The Foreign Corrupt Practices Act (FCPA) was enacted in the United States in 1977 in order to...more
11/7/2019
/ Accounting Standards ,
Anti-Bribery ,
Anti-Corruption ,
Chief Compliance Officers ,
Compliance ,
Corporate Culture ,
Corporate Governance ,
Cross-Border ,
Department of Justice (DOJ) ,
Ethics ,
Foreign Corrupt Practices Act (FCPA) ,
Internal Controls ,
Morgan Stanley ,
Publicly-Traded Companies ,
Securities and Exchange Commission (SEC)