On August 4, SEC staff updated guidance on the use of rate sheet supplements in disclosing changes to terms in insurance products. As revised, updated ADI 2018-05 enables insurers to use rate sheet supplements to notify...more
8/11/2025
/ Annuities ,
Compensation & Benefits ,
Disclosure Requirements ,
Employee Benefits ,
Filing Requirements ,
Insurance Contracts ,
Insurance Regulations ,
New Guidance ,
Regulatory Requirements ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Securities Regulation
Contingent deferred annuities (CDAs) represent an interesting approach to securing lifetime income but have struggled for recognition in the marketplace since their introduction more than a decade ago. Recent developments,...more
5/2/2025
/ Annuities ,
Compensation & Benefits ,
Consumer Financial Products ,
Deferred Private Annuities ,
Employee Benefits ,
Financial Services Industry ,
Investment ,
Investment Adviser ,
Regulatory Oversight ,
Regulatory Requirements ,
Retirement Plan ,
Risk Management
The recent rule and form amendments adopted by the SEC to facilitate the registration of registered index-linked annuities (RILAs) and market-value adjustment annuities (MVAs) on Form N-4 have been broadly welcomed by the...more
1/31/2025
/ Annuities ,
Disclosure Requirements ,
Employee Benefits ,
Final Rules ,
Financial Services Industry ,
Insurance Industry ,
Investment Products ,
Registration Requirement ,
Regulatory Requirements ,
Retirement Plan ,
Rulemaking Process ,
Securities and Exchange Commission (SEC) ,
Securities Regulation