Hayley Humphries

Hayley Humphries

A&O Shearman

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FCA Publishes Decision Notices In Respect Of Three Former Members Of Keydata’s Senior Management

In this decision report, we consider the FCA’s decision notices issued to the former chief executive, sales director and compliance officer of Keydata Investment Services Ltd in connection with the sale of structured...more

7/3/2015  /  C-Suite Executives , Chief Compliance Officers , Enforcement Actions , Financial Adviser , Financial Conduct Authority (FCA) , Sanctions , Structured Financial Products , UK
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