Heaven Chandler

Faegre Drinker Biddle & Reath LLP

+ Follow Contact

Latest Posts › Coronavirus/COVID-19

Share:

Robinhood vs. Massachusetts’ Secretary of the Commonwealth: A Battle for the Ages over Massachusetts’ New Strict Fiduciary Duty...

Massachusetts’ Secretary of the Commonwealth, William Galvin, is taking on Robinhood for violating Massachusetts’ new fiduciary duty rule for broker-dealers. In December 2020, Galvin filed a 24-page regulatory complaint,...more

5/25/2021 / Broker-Dealer , Coronavirus/COVID-19 , Fiduciary Duty , Fiduciary Rule , Regulation Best Interest , Regulation BI , Securities and Exchange Commission (SEC) , State and Local Government , State Courts

1 Results

View per page

Page: of 1

Heaven Chandler

Faegre Drinker Biddle & Reath LLP

Popular Topics by This Author

Latest Posts › Coronavirus/COVID-19

Robinhood vs. Massachusetts’ Secretary of the Commonwealth: A Battle for the Ages over Massachusetts’ New Strict Fiduciary Duty...

"My best business intelligence, in one easy email…"