Hillel Goldstein

Herbert Smith Freehills Kramer

+ Follow Contact

Latest Posts › Financial Regulatory Reform

Share:

SEC Adopts Amendments to Definitions of ‘Accredited Investor’ and ‘Qualified Institutional Buyer’

On Aug. 26, the Securities and Exchange Commission adopted amendments to the definitions of “accredited investor” and “qualified institutional buyer.” ...more

9/1/2020 / Accredited Investors , Financial Regulatory Reform , Investment , Qualified Institutional Buyers , Regulation D , Rule 144A , Rule 506 , Securities and Exchange Commission (SEC) , Securities Regulation

SEC Adopts Amendments to Description of Business, Legal Proceedings and Risk Factor Disclosures Under Regulation S-K

On Aug. 26, the Securities and Exchange Commission adopted amendments to the description of business (Item 101), legal proceedings (Item 103) and risk factor (Item 105) disclosure requirements under Regulation S-K. ...more

9/1/2020 / Corporate Governance , Disclosure Requirements , Financial Regulatory Reform , Publicly-Traded Companies , Regulation S-K , Securities and Exchange Commission (SEC) , Securities Regulation

Renewed Spotlight on Rule 10b5-1 Insider Trading Plans: Promoting Transparent Standards for Corporate Insiders Act

On Jan. 28, 2019, the House of Representatives passed with overwhelming bipartisan support (413 to 3) the Promoting Transparent Standards for Corporate Insiders Act (H.R. 624) (the Act). If passed by the Senate, the Act would...more

3/22/2019 / 10b5-1 Plans , Deregulation , Financial Regulatory Reform , Insider Trading , Legislative Agendas , Proposed Legislation , Regulatory Agenda , Securities and Exchange Commission (SEC) , Securities Exchange Act , Trading Plans

3 Results

View per page

Page: of 1