Holt Goddard

Holt Goddard

Seward & Kissel LLP

Contact
View Bio
RSS

Latest Posts › Proposed Rules

Share:

The SEC Seeks Public Comment on its Definition of Foreign Private Issuer

On June 4, 2025, the US Securities and Exchange Commission (the “SEC”) published a Concept Release on Foreign Private Issuer Eligibility (the “Release”) seeking comment on the eligibility criteria for companies to qualify as...more

6/12/2025  /  Capital Markets , China , Disclosure Requirements , Foreign Private Issuers , Proposed Rules , Public Comment , Regulatory Reform , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Regulation

Nasdaq Proposes Modifications to Delisting Process for Securities Failing to Maintain Compliance with Minimum Bid Price...

On August 6, 2024, the Nasdaq Stock Market LLC (“Nasdaq”) submitted proposed rule changes to the U.S. Securities and Exchange Commission (“SEC”). If adopted, the revised rules would modify the Nasdaq delisting process in...more

8/22/2024  /  Appeals , Bids , Compliance , Delisting , Investor Protection , Nasdaq , Over The Counter Derivatives (OTC) , Proposed Rules , Reverse Stock Splits , Securities and Exchange Commission (SEC)
2 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide