Ian Patrick McGinley

Ian Patrick McGinley

Akin Gump Strauss Hauer & Feld LLP

Contact
View Bio
RSS

Latest Posts › Non-Public Information

Share:

Increasing Government Enforcement in Insider Trading of Commodities

Key Points - The DOJ and CFTC have filed insider trading charges against a Houston-based energy trader for allegedly disclosing confidential information to a third party who then used the information to trade profitably....more

2/11/2022  /  Anti-Fraud Provisions , CFTC , Commodity Exchange Act (CEA) , Confidential Information , Department of Justice (DOJ) , Enforcement Actions , Insider Trading , Misappropriation , Non-Public Information , Securities and Exchange Commission (SEC)

District Court Endorses SEC’s “Shadow Insider Trading” Theory – An Analysis of the Court’s Decision and its Potential Implications...

As previously reported, in August 2021, the U.S. Securities and Exchange Commission filed a complaint in SEC v. Panuwat, initiating the first enforcement action seeking to proscribe as prohibited insider trading the practice...more

1/26/2022  /  Confidentiality Agreements , Insider Trading , Motion to Dismiss , Non-Public Information , Private Funds , Rule 10b-5 , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Violations
2 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide