On February 7, 2023, the SEC’s Division of Examinations (the “Division”) issued its report on 2023 Examination Priorities. The following is a summary of key issues highlighted in the Division’s report which are of importance...more
We are delighted to bring this edition of Spotlight Magazine to you after the disruption of the past two years and the COVID-19 pandemic. There has been a sea of regulatory change that has evolved during this time, masked by...more
6/13/2022
/ Alternative Investment Fund Managers Directive (AIFMD) ,
Anti-Money Laundering ,
Blacklist ,
Coronavirus/COVID-19 ,
Corporate Governance ,
Credit Funds ,
Debt ,
Depository Institutions ,
ELTIF ,
Environmental Social & Governance (ESG) ,
EU ,
Fee Disclosure ,
Financial Institutions ,
Financial Statements ,
Greenhouse Gas Emissions ,
Investment Funds ,
Lenders ,
Liquidity Management ,
Private Equity ,
Securities and Exchange Commission (SEC)