In November 2019, the Securities and Exchange Commission released proposed amendments to Rule 206(4)-1 (Advertising Rule) under the Investment Advisers Act of 1940 (Advisers Act). The Advertising Rule was first adopted in...more
1/31/2020
/ Advertising ,
Best Practices ,
Comment Period ,
Financial Regulatory Reform ,
Form ADV ,
Fund Sponsors ,
Investment ,
Policies and Procedures ,
Private Investment Funds ,
Proposed Amendments ,
Proposed Rules ,
Rulemaking Process ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Solicitation ,
Solicitation Provisions
Our law firm, Pepper Hamilton, regularly advises prospective private equity and hedge fund managers on the various legal structure options associated with launching a new private investment fund. In our experience, first-time...more
8/6/2018
/ Asset Management ,
Capital Formation ,
Capital Markets ,
Crowdfunding ,
Fund Sponsors ,
Fundraisers ,
Hedge Funds ,
Investment Funds ,
Investors ,
Joint Venture ,
Pledges ,
Private Equity ,
Private Investment Funds