Jack Bowling

Jack Bowling

Stinson LLP

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SEC Charges Company for Undisclosed Perquisites

In a settled enforcement action, the SEC charged Argo Group International Holdings, Ltd. with failure to disclose perquisites provided to its CEO and board member, Mark E. Watson III. In an interesting twist, the SEC charged...more

6/23/2020  /  Books & Records , Disclosure Requirements , Enforcement Actions , Failure To Disclose , Foreign Corrupt Practices Act (FCPA) , Proxy Statements , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Violations

SEC Seeks Public Input on Subpart 400 of Regulation S-K in Connection with its Disclosure Effectiveness Initiative

At the end of August, the U.S. Securities and Exchange Commission (SEC) issued a release seeking public input on the disclosure requirements found in Subpart 400 of Regulation S-K (Comments Request). Subpart 400 requires...more

10/10/2016  /  Comment Period , Corporate Governance , Disclosure Requirements , Financial Reporting , Fixing America’s Surface Transportation Act (FAST Act) , JOBS Act , Regulation S-K , Securities and Exchange Commission (SEC)
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