Jackie Liu

Jackie Liu

Morrison & Foerster LLP

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Takeaways for In-House Counsel from the SEC’s “Shadow Insider Trading” Action

In January 2022, a federal district court denied a motion to dismiss a novel insider trading enforcement action brought by the U.S. Securities and Exchange Commission based upon a theory known as “shadow insider trading.”...more

3/7/2022  /  Acquisitions , Breach of Duty , Confidential Information , Corporate Counsel , Enforcement Actions , Insider Trading , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Exchange Act
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