Jacqueline Marie Rugart

Jacqueline Marie Rugart

Latham & Watkins LLP

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SEC Proposal: Will You Still Be a 13F Filer?

The SEC proposes a welcome and significant increase in the 13F reporting threshold from US$100 million to US$3.5 billion. On July 10, 2020, the US Securities and Exchange Commission (SEC) released a proposed rule amendment...more

7/16/2020  /  Comment Period , Filing Requirements , Form 13F , Institutional Investment , Investment Adviser , Investment Funds , Investment Management , Proposed Amendments , Securities and Exchange Commission (SEC) , Threshold Requirements
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