Jaedyn Ellis

Jaedyn Ellis

Herbert Smith Freehills Kramer

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SEC Provides Guidance on Liquidity Rule Compliance

On Aug. 28, 2024, the SEC issued a release providing guidance on certain aspects of open-end funds’ compliance with Rule 22e-4, i.e., the Liquidity Rule, under the Investment Company Act of 1940 (the Guidance). The Guidance...more

8/30/2024  /  Disclosure Requirements , Form N-CEN , Investment Company Act of 1940 , Liquidity , Liquidity Risk Management Rule , Risk Management , Rule 22e-4 , Securities and Exchange Commission (SEC)
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