James Earle

James Earle

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An Early Look at New Proxy Disclosures Regarding Stock Option Grant Timing

The primary development in executive compensation disclosure for the 2025 proxy season is new Item 402(x) under Regulation S-K, relating to the disclosure of stock option grant timing policies and practices. Companies with...more

2/6/2025  /  Corporate Governance , Disclosure Requirements , Executive Compensation , Form 10-K , Form 8-K , Proxy Statements , Regulation S-K , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Regulation

SEC Adopts Final Rule Amendments for Rule 10b5-1 Trading Plans and Creates New Disclosure Requirements

Overview On December 14, 2022, the Securities and Exchange Commission (SEC) adopted amendments and certain enhanced disclosure requirements related to Rule 10b5-1 trading plans. The new amendments include...more

1/6/2023  /  10b5-1 Plans , Cooling-Off Rule , Disclosure Requirements , Final Rules , Insider Trading , Regulation S-K , Securities and Exchange Commission (SEC) , Securities Regulation
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