James Brady

Katten Muchin Rosenman LLP

+ Follow Contact

Latest Posts › Artificial Intelligence

Share:

Financial Markets and Funds Quick Take | Issue 41

Katten's Financial Markets and Funds Quick Take is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds....more

8/14/2025 / Artificial Intelligence , CFTC , Commodity Trading Advisors (CTAs) , Cryptocurrency , Digital Assets , EU , No-Action Requests , Regulatory Requirements , Securities and Exchange Commission (SEC) , UK

Privacy, Data and Cybersecurity Quick Clicks | Issue 26

Katten's Privacy, Data and Cybersecurity Quick Clicks is a monthly newsletter highlighting the latest news and legal developments involving privacy, data and cybersecurity issues across the globe....more

2/27/2025 / Artificial Intelligence , Consumer Financial Protection Bureau (CFPB) , Cybersecurity , Data Privacy , Enforcement Actions , EU , European Commission , European Data Protection Board (EDPB) , Reporting Requirements , Securities and Exchange Commission (SEC)

FINRA Publishes 2025 Annual Regulatory Oversight Report - A Window Into Best Practices and FINRA's Focus in a New Regulatory...

On January 28, the Financial Industry Regulatory Authority (FINRA) published the 2025 update to its annual Regulatory Oversight Report.1 The report collects recent observations and findings from FINRA's oversight programs –...more

1/31/2025 / Artificial Intelligence , Best Practices , Cybersecurity , Enforcement Actions , Financial Industry Regulatory Authority (FINRA) , Regulatory Oversight , Risk Management , Third-Party Risk

UK Financial Insights from Katten | Issue 8

UK Financial Insights from Katten is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds in the UK and Europe....more

2/23/2024 / Artificial Intelligence , Banking Sector , Environmental Social & Governance (ESG) , Financial Conduct Authority (FCA) , Financial Institutions , Financial Services Industry , FinTech , Securities and Exchange Commission (SEC) , UK

4 Results

View per page

Page: of 1