James Masella III

James Masella III

Ballard Spahr LLP

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U.S. Supreme Court Deals Blow to SEC’s In-House Enforcement Powers

In a 6-3 decision, the U.S. Supreme Court ruled that the administrative adjudication by the Securities and Exchange Commission (SEC) of securities fraud cases seeking civil penalties violates the Seventh Amendment right to a...more

7/2/2024  /  Administrative Proceedings , Civil Monetary Penalty , Constitutional Challenges , Dodd-Frank , Enforcement Actions , SCOTUS , SEC v Jarkesy , Securities and Exchange Commission (SEC) , Securities Fraud , Seventh Amendment
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