James Matarese

James Matarese

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SEC Adopts Amendments to Rules Governing Rule 10b5-1 Trading Plans

On December 14, 2022, the Securities and Exchange Commission unanimously adopted final rules relating to Rule 10b5-1 plans. Properly structured, a Rule 10b5-1 plan provides an affirmative defense to Rule 10b-5 liability for...more

12/19/2022  /  10b5-1 Plans , Cooling-Off Rule , Corporate Governance , Disclosure Requirements , Final Rules , Insider Trading , Publicly-Traded Companies , Regulation S-K , Securities and Exchange Commission (SEC) , Securities Regulation
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